-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, OY4vMrXf0urjUZY8wkz2VvpIwk/B369wPsqXqioLAREZ4qf9AIwHf1p39huq9Jzd 1N/UMpcc3Aa+h4cpfXAFgg== 0000950134-09-002582.txt : 20090212 0000950134-09-002582.hdr.sgml : 20090212 20090212144051 ACCESSION NUMBER: 0000950134-09-002582 CONFORMED SUBMISSION TYPE: SC 13G/A PUBLIC DOCUMENT COUNT: 2 FILED AS OF DATE: 20090212 DATE AS OF CHANGE: 20090212 GROUP MEMBERS: ANSBERT GADICKE GROUP MEMBERS: DENNIS HENNER GROUP MEMBERS: KURT WHEELER GROUP MEMBERS: LUKE EVNIN GROUP MEMBERS: MICHAEL STEINMETZ GROUP MEMBERS: MPM ASSET MANAGEMENT INVESTORS 2005 BVIII LLC GROUP MEMBERS: MPM BIOVENTURES III GMBH & CO. BETEILIGUNGS KG GROUP MEMBERS: MPM BIOVENTURES III GP, L.P. GROUP MEMBERS: MPM BIOVENTURES III LLC GROUP MEMBERS: MPM BIOVENTURES III PARALLEL FUND, L.P. GROUP MEMBERS: MPM BIOVENTURES III-QP, L.P. GROUP MEMBERS: NICHOLAS GALAKATOS GROUP MEMBERS: NICHOLAS SIMON III SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: Somaxon Pharmaceuticals, Inc. CENTRAL INDEX KEY: 0001339455 STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834] IRS NUMBER: 200161599 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G/A SEC ACT: 1934 Act SEC FILE NUMBER: 005-81290 FILM NUMBER: 09594050 BUSINESS ADDRESS: STREET 1: 3721 VALLEY CENTRE DRIVE STREET 2: SUITE 500 CITY: SAN DIEGO STATE: CA ZIP: 92130 BUSINESS PHONE: (858) 480-0400 MAIL ADDRESS: STREET 1: 3721 VALLEY CENTRE DRIVE STREET 2: SUITE 500 CITY: SAN DIEGO STATE: CA ZIP: 92130 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: MPM BIOVENTURES III LP CENTRAL INDEX KEY: 0001173408 IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G/A BUSINESS ADDRESS: STREET 1: THE JOHN HANCOCK TOWER STREET 2: 200 CLARENDON STREET, 5TH FLOOR CITY: BOSTON STATE: MA ZIP: 02116 BUSINESS PHONE: 617 425 9200 MAIL ADDRESS: STREET 1: THE JOHN HANCOCK TOWER STREET 2: 200 CLARENDON STREET, 5TH FLOOR CITY: BOSTON STATE: MA ZIP: 02116 FORMER COMPANY: FORMER CONFORMED NAME: MPM BIO VENTURES III LP DATE OF NAME CHANGE: 20020514 SC 13G/A 1 f51498sc13gza.htm AMENDMENT TO SCHEDULE 13G sc13gza
 
 
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
SCHEDULE 13G
Under the Securities Exchange Act of 1934
(Amendment No. 2)*
SOMAXON PHARMACEUTICALS, INC.
(Name of Issuer)
Common Stock
(Title of Class of Securities)
834453 10 2
(CUSIP Number)
December 31, 2008
(Date of Event Which Requires Filing of This Statement)
Check the appropriate box to designate the rule pursuant to which this Schedule is filed:
o       Rule 13d-1(b)

o       Rule 13d-1(c)

þ       Rule 13d-1(d)
*The remainder of this cover page shall be filled out for a reporting person’s initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page.
The information required in the remainder of this cover page shall not be deemed to be “filed” for the purpose of Section 18 of the Securities Exchange Act of 1934 (“Act”) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).
 
 

Page 1 of 24


 

                     
CUSIP No.
 
834453 10 2 
 

 

           
1   NAME OF REPORTING PERSONS
MPM BioVentures III, L.P.
     
     
2   CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS)

  (a)   o
  (b)   þ
     
3   SEC USE ONLY
   
   
     
4   CITIZENSHIP OR PLACE OF ORGANIZATION
   
  Delaware
       
  5   SOLE VOTING POWER
     
NUMBER OF   188,101
       
SHARES 6   SHARED VOTING POWER
BENEFICIALLY    
OWNED BY   0
       
EACH 7   SOLE DISPOSITIVE POWER
REPORTING    
PERSON   188,101
       
WITH: 8   SHARED DISPOSITIVE POWER
     
    0
     
9   AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
   
  188,101
     
10   CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS)
   
  o
     
11   PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
   
  1.0%
     
12   TYPE OF REPORTING PERSON (SEE INSTRUCTIONS)
   
  PN

Page 2 of 24


 

                     
CUSIP No.
 
834453 10 2 
 

 

           
1   NAME OF REPORTING PERSONS
MPM BioVentures III-QP, L.P.
     
     
2   CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS)

  (a)   o
  (b)   þ
     
3   SEC USE ONLY
   
   
     
4   CITIZENSHIP OR PLACE OF ORGANIZATION
   
  Delaware
       
  5   SOLE VOTING POWER
     
NUMBER OF   2,797,421
       
SHARES 6   SHARED VOTING POWER
BENEFICIALLY    
OWNED BY   0
       
EACH 7   SOLE DISPOSITIVE POWER
REPORTING    
PERSON   2,797,421
       
WITH: 8   SHARED DISPOSITIVE POWER
     
    0
     
9   AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
   
  2,797,421
     
10   CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS)
   
  o
     
11   PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
   
  15.2%
     
12   TYPE OF REPORTING PERSON (SEE INSTRUCTIONS)
   
  PN

Page 3 of 24


 

                     
CUSIP No.
 
834453 10 2 
 

 

           
1   NAME OF REPORTING PERSONS
MPM BioVentures III Parallel Fund, L.P.
     
     
2   CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS)

  (a)   o
  (b)   þ
     
3   SEC USE ONLY
   
   
     
4   CITIZENSHIP OR PLACE OF ORGANIZATION
   
  Delaware
       
  5   SOLE VOTING POWER
     
NUMBER OF   84,502
       
SHARES 6   SHARED VOTING POWER
BENEFICIALLY    
OWNED BY   0
       
EACH 7   SOLE DISPOSITIVE POWER
REPORTING    
PERSON   84,502
       
WITH: 8   SHARED DISPOSITIVE POWER
     
    0
     
9   AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
   
  84,502
     
10   CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS)
   
  o
     
11   PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
   
  0.5%
     
12   TYPE OF REPORTING PERSON (SEE INSTRUCTIONS)
   
  PN

Page 4 of 24


 

                     
CUSIP No.
 
834453 10 2 
 

 

           
1   NAME OF REPORTING PERSONS
MPM BioVentures III GmbH & Co. Beteiligungs KG
     
     
2   CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS)

  (a)   o
  (b)   þ
     
3   SEC USE ONLY
   
   
     
4   CITIZENSHIP OR PLACE OF ORGANIZATION
   
  Germany
       
  5   SOLE VOTING POWER
     
NUMBER OF   236,394
       
SHARES 6   SHARED VOTING POWER
BENEFICIALLY    
OWNED BY   0
       
EACH 7   SOLE DISPOSITIVE POWER
REPORTING    
PERSON   236,394
       
WITH: 8   SHARED DISPOSITIVE POWER
     
    0
     
9   AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
   
  236,394
     
10   CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS)
   
  o
     
11   PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
   
  1.3%
     
12   TYPE OF REPORTING PERSON (SEE INSTRUCTIONS)
   
  PN

Page 5 of 24


 

                     
CUSIP No.
 
834453 10 2 
 

 

           
1   NAME OF REPORTING PERSONS
MPM Asset Management Investors 2005 BVIII LLC
     
     
2   CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS)

  (a)   o
  (b)   þ
     
3   SEC USE ONLY
   
   
     
4   CITIZENSHIP OR PLACE OF ORGANIZATION
   
  Delaware
       
  5   SOLE VOTING POWER
     
NUMBER OF   49,551
       
SHARES 6   SHARED VOTING POWER
BENEFICIALLY    
OWNED BY   0
       
EACH 7   SOLE DISPOSITIVE POWER
REPORTING    
PERSON   49,551
       
WITH: 8   SHARED DISPOSITIVE POWER
     
    0
     
9   AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
   
  49,551
     
10   CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS)
   
  o
     
11   PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
   
  0.3%
     
12   TYPE OF REPORTING PERSON (SEE INSTRUCTIONS)
   
  OO

Page 6 of 24


 

                     
CUSIP No.
 
834453 10 2 
 

 

           
1   NAME OF REPORTING PERSONS
MPM BioVentures III GP, L.P.
     
     
2   CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS)

  (a)   o
  (b)   þ
     
3   SEC USE ONLY
   
   
     
4   CITIZENSHIP OR PLACE OF ORGANIZATION
   
  Delaware
       
  5   SOLE VOTING POWER
     
NUMBER OF   0
       
SHARES 6   SHARED VOTING POWER
BENEFICIALLY    
OWNED BY   3,306,418*
       
EACH 7   SOLE DISPOSITIVE POWER
REPORTING    
PERSON   0
       
WITH: 8   SHARED DISPOSITIVE POWER
     
    3,306,418*
     
9   AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
   
  3,306,418*
     
10   CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS)
   
  o
     
11   PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
   
  17.9%
     
12   TYPE OF REPORTING PERSON (SEE INSTRUCTIONS)
   
  PN
* The shares are held as follows: 2,797,421 by MPM BioVentures III-QP, L.P. (“BV III QP”); 188,101 by MPM BioVentures III, L.P. (“BV III”); 84,502 by MPM BioVentures III Parallel Fund, L.P. (“BV III PF”); and 236,394 by MPM BioVentures III GmbH & Co. Beteiligungs KG (“BV III KG”). The Reporting Person is the direct general partner of BV III, BV III QP, BV III PF and BV III KG.

Page 7 of 24


 

                     
CUSIP No.
 
834453 10 2 
 

 

           
1   NAME OF REPORTING PERSONS
MPM BioVentures III LLC
     
     
2   CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS)

  (a)   o
  (b)   þ
     
3   SEC USE ONLY
   
   
     
4   CITIZENSHIP OR PLACE OF ORGANIZATION
   
  Delaware
       
  5   SOLE VOTING POWER
     
NUMBER OF   0
       
SHARES 6   SHARED VOTING POWER
BENEFICIALLY    
OWNED BY   3,306,418*
       
EACH 7   SOLE DISPOSITIVE POWER
REPORTING    
PERSON   0
       
WITH: 8   SHARED DISPOSITIVE POWER
     
    3,306,418*
     
9   AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
   
  3,306,418*
     
10   CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS)
   
  o
     
11   PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
   
  17.9%
     
12   TYPE OF REPORTING PERSON (SEE INSTRUCTIONS)
   
  OO
* The shares are held as follows: 2,797,421 by BV III QP; 188,101 by BV III; 84,502 by BV III PF; and 236,394 by BV III KG. The Reporting Person the indirect general partner of BV III, BV III QP, BV III PF and BV III KG.

Page 8 of 24


 

                     
CUSIP No.
 
834453 10 2 
 

 

           
1   NAME OF REPORTING PERSONS
Ansbert Gadicke
     
     
2   CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS)

  (a)   o
  (b)   þ
     
3   SEC USE ONLY
   
   
     
4   CITIZENSHIP OR PLACE OF ORGANIZATION
   
  United States
       
  5   SOLE VOTING POWER
     
NUMBER OF   0
       
SHARES 6   SHARED VOTING POWER
BENEFICIALLY    
OWNED BY   3,355,969*
       
EACH 7   SOLE DISPOSITIVE POWER
REPORTING    
PERSON   0
       
WITH: 8   SHARED DISPOSITIVE POWER
     
    3,355,969*
     
9   AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
   
  3,355,969*
     
10   CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS)
   
  o
     
11   PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
   
  18.2%
     
12   TYPE OF REPORTING PERSON (SEE INSTRUCTIONS)
   
  IN
* The shares are held as follows: 2,797,421 by BV III QP; 188,101 by BV III; 49,551 by MPM Asset Management Investors 2005 BVIII LLC (“BV AM LLC”); 84,502 by BV III PF; and 236,394 by BV III KG. MPM BioVentures III GP, L.P. (“BV III GP”) and MPM BioVentures III LLC (“BV III LLC”) are the direct and indirect general partners of BV III, BV III QP, BV III PF and BV III KG. The Reporting Person is a Series A member of BV III LLC and a manager of BV AM LLC. The Reporting Person disclaims beneficial ownership of all such shares except to the extent of his proportionate pecuniary interests therein.

Page 9 of 24


 

                     
CUSIP No.
 
834453 10 2 
 

 

           
1   NAME OF REPORTING PERSONS
Luke Evnin
     
     
2   CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS)

  (a)   o
  (b)   þ
     
3   SEC USE ONLY
   
   
     
4   CITIZENSHIP OR PLACE OF ORGANIZATION
   
  United States
       
  5   SOLE VOTING POWER
     
NUMBER OF   0
       
SHARES 6   SHARED VOTING POWER
BENEFICIALLY    
OWNED BY   3,355,969*
       
EACH 7   SOLE DISPOSITIVE POWER
REPORTING    
PERSON   0
       
WITH: 8   SHARED DISPOSITIVE POWER
     
    3,355,969*
     
9   AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
   
  3,355,969*
     
10   CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS)
   
  o
     
11   PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
   
  18.2%
     
12   TYPE OF REPORTING PERSON (SEE INSTRUCTIONS)
   
  IN
* The shares are held as follows: 2,797,421 by BV III QP; 188,101 by BV III; 49,551 by BV AM LLC; 84,502 by BV III PF; and 236,394 by BV III KG. BV III GP and BV III LLC are the direct and indirect general partners of BV III, BV III QP, BV III PF and BV III KG. The Reporting Person is a Series A member of BV III LLC and a manager of BV AM LLC. The Reporting Person disclaims beneficial ownership of all such shares except to the extent of his proportionate pecuniary interests therein.

Page 10 of 24


 

                     
CUSIP No.
 
834453 10 2 
 

 

           
1   NAME OF REPORTING PERSONS
Nicholas Galakatos
     
     
2   CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS)

  (a)   o
  (b)   þ
     
3   SEC USE ONLY
   
   
     
4   CITIZENSHIP OR PLACE OF ORGANIZATION
   
  United States
       
  5   SOLE VOTING POWER
     
NUMBER OF   0
       
SHARES 6   SHARED VOTING POWER
BENEFICIALLY    
OWNED BY   3,355,969*
       
EACH 7   SOLE DISPOSITIVE POWER
REPORTING    
PERSON   0
       
WITH: 8   SHARED DISPOSITIVE POWER
     
    3,355,969*
     
9   AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
   
  3,355,969*
     
10   CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS)
   
  o
     
11   PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
   
  18.2%
     
12   TYPE OF REPORTING PERSON (SEE INSTRUCTIONS)
   
  IN
* The shares are held as follows: 2,797,421 by BV III QP; 188,101 by BV III; 49,551 by BV AM LLC; 84,502 by BV III PF; and 236,394 by BV III KG. BV III GP and BV III LLC are the direct and indirect general partners of BV III, BV III QP, BV III PF and BV III KG. The Reporting Person is a Series A member of BV III LLC and a manager of BV AM LLC. The Reporting Person disclaims beneficial ownership of all such shares except to the extent of his proportionate pecuniary interests therein.

Page 11 of 24


 

                     
CUSIP No.
 
834453 10 2 
 

 

           
1   NAME OF REPORTING PERSONS
Michael Steinmetz
     
     
2   CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS)

  (a)   o
  (b)   þ
     
3   SEC USE ONLY
   
   
     
4   CITIZENSHIP OR PLACE OF ORGANIZATION
   
  United States
       
  5   SOLE VOTING POWER
     
NUMBER OF   0
       
SHARES 6   SHARED VOTING POWER
BENEFICIALLY    
OWNED BY   3,355,969*
       
EACH 7   SOLE DISPOSITIVE POWER
REPORTING    
PERSON   0
       
WITH: 8   SHARED DISPOSITIVE POWER
     
    3,355,969*
     
9   AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
   
  3,355,969*
     
10   CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS)
   
  o
     
11   PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
   
  18.2%
     
12   TYPE OF REPORTING PERSON (SEE INSTRUCTIONS)
   
  IN
* The shares are held as follows: 2,797,421 by BV III QP; 188,101 by BV III; 49,551 by BV AM LLC; 84,502 by BV III PF; and 236,394 by BV III KG. BV III GP and BV III LLC are the direct and indirect general partners of BV III, BV III QP, BV III PF and BV III KG. The Reporting Person is a Series A member of BV III LLC and a manager of BV AM LLC. The Reporting Person disclaims beneficial ownership of all such shares except to the extent of his proportionate pecuniary interests therein.

Page 12 of 24


 

                     
CUSIP No.
 
834453 10 2 
 

 

           
1   NAME OF REPORTING PERSONS
Kurt Wheeler
     
     
2   CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS)

  (a)   o
  (b)   þ
     
3   SEC USE ONLY
   
   
     
4   CITIZENSHIP OR PLACE OF ORGANIZATION
   
  United States
       
  5   SOLE VOTING POWER
     
NUMBER OF   88,333*
       
SHARES 6   SHARED VOTING POWER
BENEFICIALLY    
OWNED BY   3,355,969**
       
EACH 7   SOLE DISPOSITIVE POWER
REPORTING    
PERSON   88,333*
       
WITH: 8   SHARED DISPOSITIVE POWER
     
    3,355,969**
     
9   AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
   
  3,444,302* **
     
10   CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS)
   
  o
     
11   PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
   
  18.6%
     
12   TYPE OF REPORTING PERSON (SEE INSTRUCTIONS)
   
  IN
* Includes 88,333 shares issuable pursuant to exercisable options within 60 days of December 31, 2008.
** The shares are held as follows: 2,797,421 by BV III QP; 188,101 by BV III; 49,551 by BV AM LLC; 84,502 by BV III PF; and 236,394 by BV III KG. BV III GP and BV III LLC are the direct and indirect general partners of BV III, BV III QP, BV III PF and BV III KG. The Reporting Person is a Series A member of BV III LLC and a manager of BV AM LLC. The Reporting Person disclaims beneficial ownership of all such shares except to the extent of his proportionate pecuniary interests therein.

Page 13 of 24


 

                     
CUSIP No.
 
834453 10 2 
 

 

           
1   NAME OF REPORTING PERSONS
Nicholas Simon III
     
     
2   CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS)

  (a)   o
  (b)   þ
     
3   SEC USE ONLY
   
   
     
4   CITIZENSHIP OR PLACE OF ORGANIZATION
   
  United States
       
  5   SOLE VOTING POWER
     
NUMBER OF   0
       
SHARES 6   SHARED VOTING POWER
BENEFICIALLY    
OWNED BY   3,355,969*
       
EACH 7   SOLE DISPOSITIVE POWER
REPORTING    
PERSON   0
       
WITH: 8   SHARED DISPOSITIVE POWER
     
    3,355,969*
     
9   AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
   
  3,355,969*
     
10   CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS)
   
  o
     
11   PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
   
  18.2%
     
12   TYPE OF REPORTING PERSON (SEE INSTRUCTIONS)
   
  IN
* The shares are held as follows: 2,797,421 by BV III QP; 188,101 by BV III; 49,551 by BV AM LLC; 84,502 by BV III PF; and 236,394 by BV III KG. BV III GP and BV III LLC are the direct and indirect general partners of BV III, BV III QP, BV III PF and BV III KG. The Reporting Person is a Series A member of BV III LLC and a manager of BV AM LLC. The Reporting Person disclaims beneficial ownership of all such shares except to the extent of his proportionate pecuniary interests therein.

Page 14 of 24


 

                     
CUSIP No.
 
834453 10 2 
 

 

           
1   NAME OF REPORTING PERSONS
Dennis Henner
     
     
2   CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS)

  (a)   o
  (b)   þ
     
3   SEC USE ONLY
   
   
     
4   CITIZENSHIP OR PLACE OF ORGANIZATION
   
  United States
       
  5   SOLE VOTING POWER
     
NUMBER OF   0
       
SHARES 6   SHARED VOTING POWER
BENEFICIALLY    
OWNED BY   3,355,969*
       
EACH 7   SOLE DISPOSITIVE POWER
REPORTING    
PERSON   0
       
WITH: 8   SHARED DISPOSITIVE POWER
     
    3,355,969*
     
9   AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
   
  3,355,969*
     
10   CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS)
   
  o
     
11   PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
   
  18.2%
     
12   TYPE OF REPORTING PERSON (SEE INSTRUCTIONS)
   
  IN
* The shares are held as follows: 2,797,421 by BV III QP; 188,101 by BV III; 49,551 by BV AM LLC; 84,502 by BV III PF; and 236,394 by BV III KG. BV III GP and BV III LLC are the direct and indirect general partners of BV III, BV III QP, BV III PF and BV III KG. The Reporting Person is a Series A member of BV III LLC and a manager of BV AM LLC. The Reporting Person disclaims beneficial ownership of all such shares except to the extent of his proportionate pecuniary interests therein.

Page 15 of 24


 

Item 1.
  (a)   Name of Issuer
Somaxon Pharmaceuticals, Inc.
  (b)   Address of Issuer’s Principal Executive Offices
3721 Valley Centre Drive, Suite 500
San Diego, CA 92130
Item 2.
  (a)   Name of Person Filing
MPM BioVentures III, L.P.
MPM BioVentures III-QP, L.P.
MPM BioVentures III Parallel Fund, L.P.
MPM BioVentures III GmbH & Co. Beteiligungs KG
MPM Asset Management Investors 2005 BVIII LLC
MPM BioVentures III GP, L.P.
MPM BioVentures III LLC
Ansbert Gadicke
Luke Evnin
Nicholas Galakatos
Michael Steinmetz
Kurt Wheeler
Nicholas Simon III
Dennis Henner
  (b)   Address of Principal Business Office or, if none, Residence
c/o MPM Capital L.P.
The John Hancock Tower
200 Clarendon Street, 54th Floor
Boston, MA 02116
  (c)   Citizenship
All entities were organized in Delaware except MPM BioVentures III GmbH & Co. Beteiligungs
KG, which was organized in Germany. The individuals are all United States citizens.
  (d)   Title of Class of Securities
Common Stock
  (e)   CUSIP Number
834453 10 2
Item 3.   If this statement is filed pursuant to §§240.13d-1(b), or 240.13d-2(b) or (c), check whether the person filing is a:
Not applicable

Page 16 of 24


 

Item 4.   Ownership
  (a)   Amount Beneficially Owned:
         
MPM BioVentures III, L.P.
    188,101  
MPM BioVentures III-QP, L.P.
    2,797,421  
MPM BioVentures III Parallel Fund, L.P.
    84,502  
MPM BioVentures III GmbH & Co. Beteiligungs KG
    236,394  
MPM Asset Management Investors 2005 BVIII LLC
    49,551  
MPM BioVentures III GP, L.P.
    3,306,418 (1)
MPM BioVentures III LLC
    3,306,418 (2)
Ansbert Gadicke
    3,355,969 (3)
Luke Evnin
    3,355,969 (3)
Nicholas Galakatos
    3,355,969 (3)
Michael Steinmetz
    3,355,969 (3)
Kurt Wheeler
    3,444,302 (3)(4)
Nicholas Simon III
    3,355,969 (3)
Dennis Henner
    3,355,969 (3)
 
Percent of Class:
 
MPM BioVentures III, L.P.
    1.0 %
MPM BioVentures III-QP, L.P.
    15.2 %
MPM BioVentures III Parallel Fund, L.P.
    0.5 %
MPM BioVentures III GmbH & Co. Beteiligungs KG
    1.3 %
MPM Asset Management Investors 2005 BVIII LLC
    0.3 %
MPM BioVentures III GP, L.P.
    17.9 %
MPM BioVentures III LLC
    17.9 %
Ansbert Gadicke
    18.2 %
Luke Evnin
    18.2 %
Nicholas Galakatos
    18.2 %
Michael Steinmetz
    18.2 %
Kurt Wheeler
    18.6 %
Nicholas Simon III
    18.2 %
Dennis Henner
    18.2 %

Page 17 of 24


 

  (b)   Number of shares as to which the person has:
  (i)   Sole power to vote or to direct the vote
         
MPM BioVentures III, L.P.
    188,101  
MPM BioVentures III-QP, L.P.
    2,797,421  
MPM BioVentures III Parallel Fund, L.P.
    84,502  
MPM BioVentures III GmbH & Co. Beteiligungs KG
    236,394  
MPM Asset Management Investors 2005 BVIII LLC
    49,551  
MPM BioVentures III GP, L.P.
    0  
MPM BioVentures III LLC
    0  
Ansbert Gadicke
    0  
Luke Evnin
    0  
Nicholas Galakatos
    0  
Michael Steinmetz
    0  
Kurt Wheeler
    88,333 (4)
Nicholas Simon III
    0  
Dennis Henner
    0  
  (ii)   Shared power to vote or to direct the vote
         
MPM BioVentures III, L.P.
    0  
MPM BioVentures III-QP, L.P.
    0  
MPM BioVentures III Parallel Fund, L.P.
    0  
MPM BioVentures III GmbH & Co. Beteiligungs KG
    0  
MPM Asset Management Investors 2005 BVIII LLC
    0  
MPM BioVentures III GP, L.P.
    3,306,418 (1)
MPM BioVentures III LLC
    3,306,418 (2)
Ansbert Gadicke
    3,355,969 (3)
Luke Evnin
    3,355,969 (3)
Nicholas Galakatos
    3,355,969 (3)
Michael Steinmetz
    3,355,969 (3)
Kurt Wheeler
    3,355,969 (3)
Nicholas Simon III
    3,355,969 (3)
Dennis Henner
    3,355,969 (3)

Page 18 of 24


 

  (iii)   Sole power to dispose or to direct the disposition of
         
MPM BioVentures III, L.P.
    188,101  
MPM BioVentures III-QP, L.P.
    2,797,421  
MPM BioVentures III Parallel Fund, L.P.
    84,502  
MPM BioVentures III GmbH & Co. Beteiligungs KG
    236,394  
MPM Asset Management Investors 2005 BVIII LLC
    49,551  
MPM BioVentures III GP, L.P.
    0  
MPM BioVentures III LLC
    0  
Ansbert Gadicke
    0  
Luke Evnin
    0  
Nicholas Galakatos
    0  
Michael Steinmetz
    0  
Kurt Wheeler
    88,333 (4)
Nicholas Simon III
    0  
Dennis Henner
    0  
  (iv)   Shared power to dispose or to direct the disposition of
         
MPM BioVentures III, L.P.
    0  
MPM BioVentures III-QP, L.P.
    0  
MPM BioVentures III Parallel Fund, L.P.
    0  
MPM BioVentures III GmbH & Co. Beteiligungs KG
    0  
MPM Asset Management Investors 2005 BVIII LLC
    0  
MPM BioVentures III GP, L.P.
    3,306,418 (1)
MPM BioVentures III LLC
    3,306,418 (2)
Ansbert Gadicke
    3,355,969 (3)
Luke Evnin
    3,355,969 (3)
Nicholas Galakatos
    3,355,969 (3)
Michael Steinmetz
    3,355,969 (3)
Kurt Wheeler
    3,355,969 (3)
Nicholas Simon III
    3,355,969 (3)
Dennis Henner
    3,355,969 (3)
 
(1)   The shares are held as follows: 2,797,421 by BV III QP; 188,101 by BV III; 84,502 by BV III PF; and 236,394 by BV III KG. The Reporting Person is the direct general partner of BV III, BV III QP, BV III PF and BV III KG.
 
(2)   The shares are held as follows: 2,797,421 by BV III QP; 188,101 by BV III; 84,502 by BV III PF; and 236,394 by BV III KG. The Reporting Person is the indirect general partner of BV III, BV III QP, BV III PF and BV III KG.
 
(3)   The shares are held as follows: 2,797,421 by BV III QP; 188,101 by BV III; 49,551 by BV AM LLC; 84,502 by BV III PF; and 236,394 by BV III KG. BV III GP and BV III LLC are the direct and indirect general partners of BV III, BV III QP, BV III PF and BV III KG. The Reporting Person is a Series A member of BV III LLC and a manager of BV AM LLC. The Reporting Person disclaims beneficial ownership of all such shares except to the extent of his proportionate pecuniary interests therein.
 
(4)   Includes 88,333 shares issuable pursuant to exercisable options within 60 days of December 31, 2008.
Item 5.   Ownership of Five Percent or Less of a Class
If this statement is being filed to report the fact that as of the date hereof the reporting person has ceased to be the beneficial owner of more than five percent of the class of securities, check the following o.
Item 6.   Ownership of More than Five Percent on Behalf of Another Person
     Not Applicable

Page 19 of 24


 

Item 7.   Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on By the Parent Holding Company or Control Person.
     Not Applicable
Item 8.   Identification and Classification of Members of the Group
     Not Applicable
Item 9.   Notice of Dissolution of a Group
     Not Applicable
Item 10.   Certifications
     Not Applicable

Page 20 of 24


 

SIGNATURE
     After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.
Dated: February 11, 2009
                     
MPM BIOVENTURES III, L.P.       MPM BIOVENTURES III-QP, L.P.    
 
                   
By:
  MPM BioVentures III GP, L.P.,       By:   MPM BioVentures III GP, L.P.,    
 
  its General Partner           its General Partner    
 
                   
By:
  MPM BioVentures III LLC,       By:   MPM BioVentures III LLC,    
 
  its General Partner           its General Partner    
 
                   
By:
       /s/ Luke Evnin
 
      By:        /s/ Luke Evnin
 
   
 
  Name: Luke Evnin           Name: Luke Evnin    
 
  Title: Series A Member           Title: Series A Member    
 
                   
MPM BIOVENTURES III PARALLEL FUND, L.P.       MPM BIOVENTURES III GMBH & CO. BETEILIGUNGS KG    
 
                   
By:
  MPM BioVentures III GP, L.P.,       By:   MPM BioVentures III GP, L.P.,    
 
  its General Partner           in its capacity as the Managing Limited Partner    
 
                   
By:
  MPM BioVentures III LLC,       By:   MPM BioVentures III LLC,    
 
  its General Partner           its General Partner    
 
                   
By:
       /s/ Luke Evnin       By:        /s/ Luke Evnin    
 
                   
 
  Name: Luke Evnin           Name: Luke Evnin    
 
  Title: Series A Member           Title: Series A Member    
 
                   
MPM ASSET MANAGEMENT INVESTORS 2005
BVIII LLC
      MPM BIOVENTURES III GP, L.P.    
 
                   
By:
       /s/ Luke Evnin       By:   MPM BioVentures III LLC,    
 
  Name: Luke Evnin           its General Partner    
 
  Title: Manager                
By:
        By:        /s/ Luke Evnin    
 
  MPM BIOVENTURES III LLC         Name: Luke Evnin    
 
            Title: Series A Member    
By:
       /s/ Luke Evnin              
Name: Luke Evnin       By:        /s/ Ansbert Gadicke    
 
  Title: Series A Member           Name: Ansbert Gadicke    

Page 21 of 24


 

                     
By:
       /s/ Luke Evnin
 
      By:        /s/ Nicholas Galakatos
 
   
 
  Name: Luke Evnin           Name: Nicholas Galakatos    
 
                   
By:
       /s/ Michael Steinmetz       By:        /s/ Kurt Wheeler    
 
                   
 
  Name: Michael Steinmetz           Name: Kurt Wheeler    
 
                   
By:
       /s/ Nicholas Simon III       By:        /s/ Dennis Henner    
 
                   
 
  Name: Nicholas Simon III           Name: Dennis Henner    
EXHIBITS
    A: Joint Filing Agreement

Page 22 of 24

EX-99.A 2 f51498exv99wa.htm EX-99.A exv99wa
EXHIBIT A
JOINT FILING AGREEMENT
     In accordance with Rule 13d-1(k) under the Securities Exchange Act of 1934, as amended, the undersigned agree to the joint filing on behalf of each of them of a statement on Schedule 13G (including amendments thereto) with respect to the Common Stock of Somaxon Pharmaceuticals, Inc. and further agree that this agreement be included as an exhibit to such filing. Each party to the agreement expressly authorizes each other party to file on its behalf any and all amendments to such statement. Each party to this agreement agrees that this joint filing agreement may be signed in counterparts.
     In evidence whereof, the undersigned have caused this Agreement to be executed on their behalf this 11th day of February, 2009.
                     
MPM BIOVENTURES III, L.P.       MPM BIOVENTURES III-QP, L.P.    
 
                   
By:
  MPM BioVentures III GP, L.P.,       By:   MPM BioVentures III GP, L.P.,    
 
  its General Partner           its General Partner    
 
                   
By:
  MPM BioVentures III LLC,       By:   MPM BioVentures III LLC,    
 
  its General Partner           its General Partner    
 
                   
By:
       /s/ Luke Evnin
 
Name: Luke Evnin
      By:        /s/ Luke Evnin
 
Name: Luke Evnin
   
 
  Title: Series A Member           Title: Series A Member    
 
                   
MPM BIOVENTURES III PARALLEL FUND, L.P.       MPM BIOVENTURES III GMBH & CO. BETEILIGUNGS KG    
 
                   
By:
  MPM BioVentures III GP, L.P.,       By:   MPM BioVentures III GP, L.P.,    
 
  its General Partner           in its capacity as the Managing Limited Partner    
 
                   
By:
  MPM BioVentures III LLC,       By:   MPM BioVentures III LLC,    
 
  its General Partner           its General Partner    
 
                   
By:
       /s/ Luke Evnin       By:        /s/ Luke Evnin    
 
                   
 
  Name: Luke Evnin           Name: Luke Evnin    
 
  Title: Series A Member           Title: Series A Member    
 
                   
MPM ASSET MANAGEMENT INVESTORS 2005
BVIII LLC
      MPM BIOVENTURES III GP, L.P.    
 
                   
By:
       /s/ Luke Evnin       By:   MPM BioVentures III LLC,    
 
 
 
Name: Luke Evnin
          its General Partner    
 
  Title: Manager                
 
          By:        /s/ Luke Evnin    
MPM BIOVENTURES III LLC       Name:   Luke Evnin    
 
          Title:   Series A Member    
By:
       /s/ Luke Evnin            
Name:
  Luke Evnin       By:        /s/ Ansbert Gadicke    
Title:   Series A Member           Name: Ansbert Gadicke    

Page 23 of 24


 

                     
By:
       /s/ Luke Evnin
 
      By:        /s/ Nicholas Galakatos
 
   
 
  Name: Luke Evnin           Name: Nicholas Galakatos    
 
                   
By:
       /s/ Michael Steinmetz       By:        /s/ Kurt Wheeler    
 
                   
 
  Name: Michael Steinmetz           Name: Kurt Wheeler    
 
                   
By:
       /s/ Nicholas Simon III       By:        /s/ Dennis Henner    
 
                   
 
  Name: Nicholas Simon III           Name: Dennis Henner    

Page 24 of 24

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